More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

Legislation named after an Iowan killed in a drunken driving crash by an immigrant who was not legally authorized to be in ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities ...

(Reuters) - The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) ...

Without admitting or denying the SEC's findings, Vanguard agreed to pay $18.2 million in disgorgement and prejudgment interest that will be deemed satisfied by the payment of $92.91 million in relief ...